-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, HVZoRbDqGjbU2vUxZntx0jFS5vocQJvz/m/JWvHQspwXb1YriV16j/iIl2z3zFWe +oRkAf2emv/uk6RTEvEqlA== 0001021249-07-000006.txt : 20070214 0001021249-07-000006.hdr.sgml : 20070214 20070214120330 ACCESSION NUMBER: 0001021249-07-000006 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20070214 GROUP MEMBERS: USAA MASTER TRUST AGREEMENT SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: ISHARES 7-10 YEAR TREASURY INDEX FUND CENTRAL INDEX KEY: 0001179444 IRS NUMBER: 000000000 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-81400 FILM NUMBER: 07616190 BUSINESS ADDRESS: STREET 1: 1800 M STREET NW CITY: WASHINGTON STATE: DC ZIP: 20036 5869 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: UNITED SERVICES AUTOMOBILE ASSOCIATION CENTRAL INDEX KEY: 0001021249 IRS NUMBER: 740959140 STATE OF INCORPORATION: TX FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: 9800 FREDERICKSBURG RD CITY: SAN ANTONIO STATE: TX ZIP: 78288 BUSINESS PHONE: 2104980600 MAIL ADDRESS: STREET 1: 9800 FREDERICKSBURG RD CITY: SAN ANTONIO STATE: TX ZIP: 78288 SC 13G/A 1 lehman_7-10.txt ISHARES LEHMAN 7-10 YEAR TREASURY BOND FUND UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13G UNDER THE SECURITIES EXCHANGE ACT OF 1934 (AMENDMENT NO. 1)1 iShares Lehman 7-10 Year Treasury Bond Fund ---------------------------------------------- (Name of issuer) Common Stock ---------------------------------------------- (Title of class of securities) 464287440 ---------------------------------------------- (CUSIP number) December 31, 2006 ---------------------------------------------- (Date of event that requires filing of this statement) Check the appropriate box to designate the rule pursuant to which this Schedule is filed: [x] Rule 13d-1(b) (amendment filed pursuant to Rule 13d-2(b)) [ ] Rule 13d-1(c) [ ] Rule 13d-1(d) (Continued on the following pages) (Page 1 of 7 Pages) - -------------------------------- 1 The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page. The information required on the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, SEE the NOTES). SCHEDULE 13G - --------------------- ---------------------- CUSIP NO. 464287440 PAGE 2 OF 7 PAGES - --------------------- ---------------------- - ------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSONS I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY). UNITED SERVICES AUTOMOBILE ASSOCIATION - ------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (A) [X] (B)[ ] - ------------------------------------------------------------------------------- 3 SEC USE ONLY - ------------------------------------------------------------------------------- 4 CITIZENSHIP OR PLACE OF ORGANIZATION STATE OF TEXAS - ------------------------------------------------------------------------------- NUMBER OF 5 SOLE VOTING POWER SHARES 0 ------------------------------------------------------- BENEFICIALLY 6 SHARED VOTING POWER OWNED BY EACH NONE ------------------------------------------------------- REPORTING 7 SOLE DISPOSITIVE POWER PERSON 0 ------------------------------------------------------- WITH 8 SHARED DISPOSITIVE POWER NONE - ------------------------------------------------------------------------------- 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 0 - ------------------------------------------------------------------------------- 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* [ ] - ------------------------------------------------------------------------------- 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 0% - ------------------------------------------------------------------------------- 12 TYPE OF REPORTING PERSON * IC =============================================================================== * SEE INSTRUCTIONS SCHEDULE 13G - --------------------- ---------------------- CUSIP NO. 464287440 PAGE 3 OF 7 PAGES - --------------------- ---------------------- - ------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSONS I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY). USAA MASTER TRUST AGREEMENT (PENSION AND SIP) - ------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (A) [X] (B) [ ] - ------------------------------------------------------------------------------- 3 SEC USE ONLY - ------------------------------------------------------------------------------- 4 CITIZENSHIP OR PLACE OF ORGANIZATION STATE OF ILLINOIS - ------------------------------------------------------------------------------- NUMBER OF 5 SOLE VOTING POWER SHARES 0 ------------------------------------------------------- BENEFICIALLY 6 SHARED VOTING POWER OWNED BY EACH NONE ------------------------------------------------------- REPORTING 7 SOLE DISPOSITIVE POWER PERSON 0 ------------------------------------------------------- WITH 8 SHARED DISPOSITIVE POWER NONE - ------------------------------------------------------------------------------- 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 0 - ------------------------------------------------------------------------------- 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* [ ] - ------------------------------------------------------------------------------- 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 0% - ------------------------------------------------------------------------------- 12 TYPE OF REPORTING PERSON * EP =============================================================================== * SEE INSTRUCTIONS - --------------------- ---------------------- CUSIP NO. 464287440 PAGE 4 OF 7 PAGES - --------------------- ---------------------- SCHEDULE 13G ITEM 1(A). NAME OF ISSUER: iShares Lehman 7-10 Year Treasury Bond Fund ITEM 1(B). ADDRESS OF ISSUER'S PRINCIPAL EXECUTIVE OFFICES: Barclays Global Fund Advisors 45 Fremont Street San Francisco, CA 94105 ITEM 2(A). NAMES OF PERSONS FILING: United Services Automobile Association (USAA) USAA Master Trust Agreement ITEM 2(B). BUSINESS MAILING ADDRESS FOR THE PERSONS FILING: 9800 Fredericksburg Road San Antonio, Texas 78288 ITEM 2(C). CITIZENSHIP: Texas Illinois ITEM 2(D). TITLE OF CLASS OF SECURITIES: Common Stock ITEM 2(E). CUSIP NUMBER: 464287440 ITEM 3. IF THIS STATEMENT IS FILED PURSUANT TO RULES 13D-1(B) OR 13D-2(B) OR (C), CHECK WHETHER THE PERSON FILING IS A: (A) [ ] BROKER OR DEALER REGISTERED UNDER SECTION 15 OF THE ACT; (B) [ ] BANK AS DEFINED IN SECTION 3(A)(6) OF THE ACT; (C) [x] INSURANCE COMPANY AS DEFINED IN SECTION 3(A)(19) OF THE ACT; (FOR USAA) (D) [ ] INVESTMENT COMPANY REGISTERED UNDER SECTION 8 OF THE INVESTMENT COMPANY ACT OF 1940; (E) [ ] AN INVESTMENT ADVISER IN ACCORDANCE WITH SECTION 240.13D-1(B) (1)(II)(E); (F) [x] AN EMPLOYEE BENEFIT PLAN OR ENDOWMENT FUND IN ACCORDANCE WITH SECTION 240.13D-1(B)(1)(II)(F) (FOR USAA MASTER TRUST AGREEMENT); (G) [ ] A PARENT HOLDING COMPANY OR CONTROL PERSON IN ACCORDANCE WITH SECTION 240.13D-1(B)(1)(II)(G); (H) [ ] A SAVINGS ASSOCIATION AS DEFINED IN SECTION 3(B) OF THE FEDERAL DEPOSIT INSURANCE ACT; (I) [ ] A CHURCH PLAN THAT IS EXCLUDED FROM THE DEFINITION OF AN INVESTMENT COMPANY UNDER SECTION 3(C)(14) OF THE INVESTMENT COMPANY ACT OF 1940; (J) [ ] GROUP, IN ACCORDANCE WITH SECTION 240.13D-1(B)(II)(J). - --------------------- ---------------------- CUSIP NO. 464287440 PAGE 5 OF 7 PAGES - --------------------- ---------------------- SCHEDULE 13G ITEM 4. OWNERSHIP: (A) AMOUNT BENEFICIALLY OWNED: 0 (USAA) 0 (USAA Master Trust Agreement) (B) PERCENT OF CLASS: 0% (USAA) 0% (USAA Master Trust Agreement) (C) NUMBER OF SHARES AS TO WHICH SUCH PERSON HAS: (i) SOLE POWER TO VOTE OR TO DIRECT THE VOTE: 0 (USAA); 0(USAA Master Trust Agreement) (ii) SHARED POWER TO VOTE OR TO DIRECT THE VOTE: None (iii) SOLE POWER TO DISPOSE OR TO DIRECT THE DISPOSITION OF: 0 (USAA); 0 (USAA Master Trust Agreement) (iv) SHARED POWER TO DISPOSE OR TO DIRECT THE DISPOSITION OF: None ITEM 5. OWNERSHIP OF FIVE PERCENT OR LESS OF A CLASS: If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following [X]. ITEM 6. OWNERSHIP OF MORE THAN FIVE PERCENT ON BEHALF OF ANOTHER PERSON: Not Applicable ITEM 7. IDENTIFICATION AND CLASSIFICATION OF THE SUBSIDIARY WHICH ACQUIRED THE SECURITY BEING REPORTED ON BY THE PARENT HOLDING COMPANY OR CONTROL PERSON: Not Applicable ITEM 8. IDENTIFICATION AND CLASSIFICATION OF MEMBERS OF THE GROUP: Not Applicable ITEM 9. NOTICE OF DISSOLUTION OF GROUP: Not Applicable - --------------------- ---------------------- CUSIP NO. 464287440 PAGE 6 OF 7 PAGES - --------------------- ---------------------- SCHEDULE 13G ITEM 10. CERTIFICATION: By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were acquired and are held in the ordinary course of business and were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect. SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete, and correct. DATED: FEBRUARY 14, 2007 UNITED SERVICES AUTOMOBILE ASSOCIATION BY: /s/ Douglas Ward -------------------------------- NAME: DOUGLAS WARD TITLE: ASSISTANT VICE PRESIDENT USAA MASTER TRUST AGREEMENT BY: /s/ Douglas Ward -------------------------------- NAME: DOUGLAS WARD TITLE: ASSISTANT VICE PRESIDENT AND INVESTMENT ADVISER - --------------------- ---------------------- EXHIBIT 1 PAGE 7 OF 7 PAGES - --------------------- ---------------------- JOINT FILING AGREEMENT In accordance with Rule 13d-1(k) under the Securities Exchange Act of 1934, as amended, the undersigned agree to the joint filing on behalf of each of them of a statement on Schedule 13G (including amendments thereto) with respect to the Common Stock of iShares Lehman 1-3 Year Treasury Bond Fund and further agree that this agreement be included as an exhibit to such filing. Each party to the agreement expressly authorizes each other party to file on its behalf any and all amendments to such statement. Each party to this agreement agrees that this joint filing agreement may be signed in counterparts. In evidence whereof, the undersigned have caused this Agreement to be executed on their behalf this 14th day of February, 2007. UNITED SERVICES AUTOMOBILE ASSOCIATION BY: /s/ Douglas Ward -------------------------------- NAME: DOUGLAS WARD TITLE: ASSISTANT VICE PRESIDENT USAA MASTER TRUST AGREEMENT BY: /s/ Douglas Ward -------------------------------- NAME: DOUGLAS WARD TITLE: ASSISTANT VICE PRESIDENT AND INVESTMENT ADVISER -----END PRIVACY-ENHANCED MESSAGE-----